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Professor Bob Nowlan
There are two very basic
ways in which we can read literature: we can read it
appreciatively
or we can read it critically. Appreciative reading is what happens
when we simply "enjoy" a text by reading it entirely for "relaxation,"
"entertainment," and "diversion." When we read appreciatively we ask no
questions of or about what we are reading, but instead simply accept what
is presented to us: we allow ourselves to be "carried away by" what we
read and to be "swallowed up within" the alternative world it creates for
us. We do this, moreover, by and large without thinking about the fact
that we are doing it; in appreciative reading we become willing accomplices
in our own manipulation by what we read, and yet we do so largely unconsciously.
Critical reading proceeds
beyond simple appreciation. The critical reading of literature attempts
to understand and explain what makes literature what it is. In other words,
a critical reading of a work of literature attempts to explain what is
involved in the construction of the literary work; how and why this work
has been constructed as it has; and what kinds of impacts the literary
work exerts and what kinds of effects it achieves, upon whom, when, where,
how, and why. Critical reading asks many probing questions of and about
what is being read. The critical reading of a work of literature is self-consciously
aware of what it is doing; it is a reading which reflects not only upon
what is the meaning and the significance of the text it is reading, but
also upon how it is reading this text and why it is reading the text as
it is.
Critical reading is not
altogether opposed to appreciative reading; what critical reading is opposed
to is uncritical appreciation. Critical reading transforms uncritical appreciation
into a more complex and sophisticated kind of critical appreciation. This
is analogous to the kind of appreciation which is enjoyed by someone who
is a fan of competitive sports while also knowing what is actually required
to excel at these sports, or to the appreciation that is enjoyed by someone
who loves movies and yet also knows what is necessary to produce a movie,
or to the appreciation that is enjoyed by someone who likes to drive or
race cars for fun and yet also knows what makes a car run.
What then is involved
in the critical reading of literature? Let us begin with three quick definitions:
to "interpret" is to determine what something means, to "evaluate" is to
determine what something is worth, and to "criticize" is to combine interpretation
and evaluation. The basic objective of the critical study of literature
is, therefore, to deepen our understanding of and appreciation for the
meaning and value of literary texts.
This may seem simple enough,
but complexities set in once we consider the fact that there are many different
approaches to the interpretation and evaluation of literature. For instance,
in the various versions of "Critical Approaches to Literature" I have taught
all of the following: Moral-Formalist, New Critical, and Pragmatic approaches;
Phenomenological, Hermeneutical, Reception Aestheticist, and Reader-Response
approaches; Russian Formalist, Structuralist, and Structuralist Semiological
approaches; Deconstructionist approaches; Psychoanalytic approaches; Feminist
approaches; Queer Approaches; Marxist approaches; Foucauldian, New Historicist,
and Cultural Materialist approaches; and Postmodernist, Postcolonialist,
and Multicultural approaches. How then, given the vast diversity of critical
approaches to literature, should we begin to interpret what works of literature
mean and how should we begin to evaluate what they are worth? What criteria
and what methods should we use?
Probably the best way
in which to begin to make sense of what critical approaches we wish to
employ is to classify available approaches in terms of what they enable
us to know and understand about literature. There are many ways of doing
this, and yet literary historians have found it especially useful to classify
critical theories of literature in terms of the kinds of relations upon
which they focus, and the orientations which these focuses provide. M.H.
Abrams, for instance, in The
Mirror and the Lamp (New York: Oxford University Press, 1953, 1974),
famously classified critical theories into four different kinds, along
exactly these lines:
1. "Mimetic Theories"
focus on the relation between the literary text and the extra-textual "universe"
which provides the source and stimulus for what the literary text actually
represents.
Although calling these theories "mimetic" -- which means imitative -- is
in part a sign of Abrams' relatively low regard for them, the key point
here is that one kind of critical theory of literature focuses, in making
sense of what literature means and what is significant about it, upon the
relation between the literary text and the extra-textual contexts which
the literary text reflects, refracts, refers to, responds to, represents,
and/or transforms, in one way or another.
2. "Pragmatic Theories"
focus on the relation between the literary text and the reader of the literary
text. This kind of critical theory makes sense of what literature means
and what is significant about it by focusing attention upon what kinds
of impacts it exerts and what kinds of effects it has upon its readers.
Abrams calls these kinds of theories "pragmatic" because he is drawing
upon a history of classical rhetorical theory and criticism which studied
literature, together with other kinds of speech and writing, in terms of
how it could be deliberately constructed to achieve particular effects
with particular audiences. Much ancient and classical literary theory understood
literature as deliberately written to do something to and for its audience:
for instance, as the Roman poet and critic Horace famously advises, in
his Art of Poetry,
to "teach and delight."
3. "Expressive Theories"
focus on the relation between the literary text and the writer of the literary
text. This kind of critical theory of literature, which only became prominent
with the Romantic movement in the early 19th century, makes sense of the
meaning and significance of literature by focusing upon what the literary
text expresses about the thoughts and feelings of its writer -- or, in
cases where it is not clear what the writer thinks and feels, about those
of "the speaker" or "the narrator" "in the text."
4. "Objective Theories"
focus on the relation between the literary text and its distinctively "literary"
language, forms, and devices. This kinds of critical theory of literature,
which became especially prominent in association with American New Criticism
in the 1940s and 1950s, makes sense of the meaning and significance of
literature by focusing upon the literary text in deliberate abstraction
from its relations to its writer, its readers, and surrounding social-historical
and political-ideological contexts; the aim here is to understand the literary
work, as Abrams puts it, "as a self-sufficient entity constituted by its
parts in their internal relations, and . . . to judge it solely
by criteria intrinsic to its own being" (26). So-called "objective theories"
are often called "art for art's sake" theories: they urge that art be understood
and appreciated "for art's sake" alone, and, therefore, that literature,
as one distinctive form of art, be appreciated "for literature's sake"
alone. Accordingly, the critic is advised only to interpret and evaluate
literature in relation to literary standards and criteria; she should
not contaminate the process by bringing in extraneous matters that have
nothing to do with "literature as literature."
While Abrams' classificatory
schema continues to have its uses, it is now not only somewhat out-of-date,
but also unnecessarily elaborate as a basic introduction to principal orientations
among critical theories of literature. I suggest that both traditionally,
and up through the present time, there have been two general kinds of approaches
to literary criticism, based upon two general kinds of theories of literature:
formalist
approaches and sociological approaches. According to formalist theory,
literature needs to be understood and appreciated "on its own terms," in
abstraction from the historically and culturally specific conditions under
which it is actually written and read -- in abstraction, in other words,
from the historically and culturally specific conditions of its actual
production, circulation, and consumption. From a formalist perspective,
literary texts should be studied in relation to the way in which they deploy
distinctively literary forms to become objects of eternal beauty that offer
insight into universal truths.
In contrast with the formalist
position, sociological theory contends that literature needs to be understood
and appreciated in relation to the historically and culturally specific
conditions of its actual production, circulation, and consumption: it needs,
in other words, to be understood and appreciated in relation to the particular
place the writing and reading of literature occupies within particular
kinds of societies, and, more precisely, within particular kinds of social
relations and practices and within particular kinds of social institutions
and enterprises. From a sociological perspective, standards of beauty and
truth vary and change, and, therefore, what may seem to be eternal and
universal standards are in fact likely only to be dominant standards. In
addition, sociological theory contends that it is not only literary content
but also literary form which is shaped and determined by historical and
cultural forces, and, therefore, literary forms as well as literary contents
vary and change across time and space.
To illustrate the importance
of these points, consider the following facts: 1. first, that up until
very recently few works of literature by women dealing with women's experiences
or by people of color dealing with the experiences of people of color were
recognized as "good" and especially as "great" literature, and 2. second,
that also up until fairly recently poems which did not follow very precise
rhythmic patterns and rhyme schemes and stories which did not provide "realistic"
accounts,
in linear narratives, of the working through of a problem from an initial
troubled beginning to a final conclusive end were considered "bad," or
at least not as "good" as poems and stories which followed the more traditional
forms.
This is not to say that
formalist theory altogether neglects discussion of "social issues" or that
sociological theory altogether neglects discussion of "formal issues."
In formalist theory, the "society" which is discussed tends either to be
that of "humanity in general" or of an equally universal "elite of all
humanity." Accordingly, what a story, poem, or play represents, if it is
truly an example of great literature, is considered either something that
all human beings everywhere experience the same (and which, thereby, supposedly
neither varies nor changes all that significantly from one culture to another),
or something which only those with the most highly developed and refined
sensibilities can relate to, understand, and appreciate. For example, according
to a formalist approach, the poems of John Donne dealing with death, such
as "Death Be Not Proud," are only truly significant as literature insofar
as they express something absolute, and eternal about the relationship
between human beings and death, something which is always and everywhere
experienced the same, regardless of historical or cultural differences,
at the least for those human beings with an elite sensibility. According
to a formalist approach, Donne's poems about death are not important
as manifestations of what the individual man John Donne thought and felt
about death, and they are likewise not significant as reflections
of what people from Donne's social class in 17th century England tended
to think and feel about death. Given the assumption that truly great literature
deals only with those social issues that are absolute and universal, or
that address an elite minority with the most highly developed and refined
sensibilities, the formalist critic can then focus his detailed attention
upon interpreting how -- and evaluating how well -- the literary work achieves
literary greatness by means of its use of "literary language," "literary
devices," and "literary forms."
In sociological theory,
literary "forms" are understood as themselves social. This means that sociological
theory understands that not only the contents but also the forms of literary
works have their particular social-historical conditions of possibility
and their particular social-historical forces of generation. For example,
sociological theory is interested in explaining why the novel first emerged
in the 18th century by inquiring into what had changed concerning the place
of writing and reading in European societies at that time which made possible
such a development by encouraging writers to innovate in this direction
and readers to respond positively to this innovation. Many literary historians
have associated the emergence of the novel with the rise to power of a
new social class, the mercantile and industrial "middle class" (or the
bourgeoisie), and, even more importantly than this, with the transformation
of feudalism into capitalism. This new socio-economic system required,
and its new dominant class encouraged, many new ideas and many new values
which eventually effected considerable cultural change, including in what
kinds of literature were written and read, how, why, when, where, and by
whom. In sum, sociological approaches do not neglect the formal properties
of the literary works they study, but instead try to make sense of literary
forms (such as the novel itself, or particular kinds of novels, or particular
ways of segmenting and organizing particular kinds of novels) by understanding
their emergence, development, proliferation, variation, decline, and supersession
in larger social contexts.
As is likely already clear
by this point, I myself approach literature from a sociological perspective.
This means that I conceive of literary works as reflections of social conditions
and as responses to social forces. I conceive of literary works as particular
parts of societies that are effected by and in turn effect other particular
parts of these societies. This means that I don't approach the works of
Shakespeare, Dickens, or Hemingway as simply "the best and the brightest"
achievements of "the human mind and the human heart" and that I don't approach
these writers as those who have been able to capture for all times and
all places what is essential to "the human condition." Instead, in interpreting
and evaluating these and all other works of literature, I am concerned
to inquire into 1. what social conditions make possible and what social
forces generate the meanings and values of these literary works, and 2.
what kinds of social uses these meanings and values have and what kinds
of social effects they exert -- in particular, what kinds of social ends
they advance and what kinds of social interests they serve. Particular
definitions of what constitutes "the human condition" and of how to understand
and appreciate it therefore advance particular social ends and serve particular
social interests -- while simultaneously opposing other social ends and
interests. Not every human condition is included -- at least not equally
or fairly -- in these particular representations.
Sociological theories
of literature often propose that literature provides us knowledge of social
reality, and, often, these theories suggest that literature provides us
a particular kind of knowledge of particular aspects of social reality.
Philosopher Louis Althusser has suggested that literature, and other art,
does not simply represent social reality, in and of itself, but instead
represents what it feels like, and what it looks like, to
relate to particular kinds of social realities from particular kinds of
social positions and perspectives ("A Letter on Art in Reply to André
Daspre," Lenin and Philosophy
and Other Essays, New York: Monthly Review Press, 1971). The imaginary
world that literature creates is therefore not a scientific representation
of "the real world," but rather an artistic representation of how that
real world can and does look, and feel, to real people, in the process
of relating to it from the particular places they are at and the particular
angles from which they are able to relate. In addition, literature provides
us an understanding of what it looks and feels like to relate not simply
to "the world as it truly is" but rather to the world as it is seen from
the perspective and through the "lens" of particular ideologies, i.e. particular
systems of values, attitudes, ideals, and beliefs which always shape and
influence what we see, how we see it, and what we make of what we see as
we look out upon the social world which surrounds us. For example, Franz
Kafka's novel The Trial
is not so much about the state, government, and the law in modern societies
but rather about what it looks, and feels like, to relate to these entities,
especially from the precarious and contradictory position of the professional-managerial
middle class, and especially from the vantage point of a combination of
"professionalist," "managerialist," "elitist," "puritanical," "ascetic,"
"solipsistic," "cynical," and "decadent" ideologies.
As I have just suggested,
I believe the meaning and value of literary works is best examined in relation
to the ways in which these works function as ideology and as ideology critique.
By ideology I mean a general philosophy of life and existence or
of being and reality that supports and encourages particular ways of thinking,
understanding, feeling, believing, communicating, interacting, acting,
and behaving. By ideology critique I mean an attempt to demonstrate
the problems and limitations of an ideology so as to oppose and discourage
the particular ways of thinking, understanding, feeling, believing, communicating,
interacting, acting, and behaving that the ideology in question supports
and encourages. What this in sum means is that I encourage my students
to inquire into the ways in which literary texts represent various ideologies
in contestation with each other and thereby to inquire in turn into the
ways in which these texts work both to support and oppose, and encourage
and discourage particular ways of thinking, understanding, feeling, believing,
communicating, interacting, acting, and behaving among those who read these
texts. This enables us to ask, for instance, what effect do Hemingway's
stories of male heroes living and dying according to codes of honor that
are dependent upon (and reinforcing of) ruggedly individualistic kinds
of highly "macho" values exert upon relations between men and women and
upon social definitions of what "real" men and "real" women can and should
be like? Or, to take another example, what effects upon our understanding
of racial differences and racial conflicts do Faulkner's novels and stories
of relations between Black and White exert when they oppose overtly racist
forms of bigotry only to end up simultaneously depicting Blacks in a more
subtly racist manner as nobly primitive savages who are marked by their
superior ability to suffer and endure pain without distress or complaint?
Literature performs the
work of ideology and of ideology critique in particular kinds of ways,
ways which I suggest add up to the "formal resolution of social contradictions."
In order to understand what I mean by this contention, let's break it down
and define my key terms and then add these up to get a clearer picture
of what I am claiming literature does. To begin, by "social" I mean anything
happening within "society," and, most simply, anything involving a relation
of any kind between two or more people. "Social contradictions" are therefore
contradictions within and contradictions between various societal processes
-- or, again most simply, contradictions in relations between people. More
precisely, however, social contradictions involve contradictions in the
various ways people interact and interrelate in the course of carrying
out particular kinds of practices as part of particular kinds of relations
with each other within the space of various institutions and enterprises
that organize and regulate the ways these people live and work. Here, we
could talk about the contradiction, for instance, between the promise,
on the one hand, of "the American Dream," and the degradation and dehumanization,
on the other hand, of enslavement to alienating work which offers not only
little pay and little security but also little means either of personal
fulfillment or social advancement -- a contradiction which shows up in
many literary texts, including, to take just one example, Arthur Miller's Death
of a Salesman.
By "contradiction" I mean
any kind of relationship involving the uniting of any set of opposing forces
or tendencies; it is these opposing forces or tendencies, moreover, which
constitute the "poles of the contradiction" and it is the struggle between
these poles that creates tensions and conflicts, causes problems and indeed
even crises, and which therefore requires development and change so as
to lead to "resolution." In Richard Wright's Native
Son, for instance, we see played out the contradictions in the place
of Black America within America as a whole -- a place of both inclusion
and exclusion -- and we see how these create a climate in which racial
violence becomes highly likely, if not inevitable. By "resolution of social
contradictions" I of course mean the overcoming, solving, and ending of
the tensions and conflicts, problems and crises that the struggle of opposing
forces and tendencies has brought about by working through and past these
to the point where they no longer exist or persist -- at least in the same
form. To take Native Son
as an example once again, the novel charts how an explosion of rage against
oppression sets in motion not only a tremendous backlash but also a serious
reexamination of what will be necessary if Black and White Americans are
to live and work together in peace as part of one society.
At the same time, however,
I also mean "resolution" in another sense as well: that is, the sense of
"resolution" involving the "clarification and illumination" of a thing
by taking that thing apart -- by breaking it down into its constituent
parts -- so as to reveal what this thing is made of, what makes it in other
words what it is and what causes it to function as it does. Therefore by
"resolution of social contradictions" I also mean the clarification and
illumination of what precisely is involved -- and what precisely is at
stake -- in these contradictions, what in other words makes them contradictions
in the first place and what, in the second place, makes them the particular
kinds of contradictions that they are. Native
Son is a classic example of how a work of literature provides such
a clarification and illumination of a significant social problem in its
analysis and evaluation of the causes and effects of racist oppression
of Black Americans.
In order better to understand
what I mean by "resolution" it is useful to contrast "resolution" with
"dissolution." Resolution of social contradictions refers both to
the clarification and illumination of what is involved in these contradictions
and to the working through of these contradictions to the point in which
they have been overcome, solved, and ended so that the oppositions at the
root of these contradictions no longer exist or persist in the same form.
Dissolution
of social contradictions, in contrast, refers both, on the one hand,
to a process of mystification or distortion of what is actually involved
in these contradictions and, on the other hand, to an escape and a retreat
rather than a working through of the tensions and conflicts, problems and
crises that the struggle of opposing forces and tendencies has brought
about. I would suggest that we can evaluate literature which works to "resolve"
social contradictions more highly than literature which works merely to
"dissolve" these -- the former kind provides us insight and assistance
in understanding and working these contradictions through as they occur
in society at large, whereas the latter instead hinders our understanding
and causes us to retreat and escape rather than to confront and work through
social contradictions. To illustrate an example of the dissolution versus
the resolution of social contradictions consider how, unlike a novel like Native
Son which confronts the depth and complexity of racist race relations
for what this is, a television situation comedy episode might very often
suggest that this same problem can be easily overcome by simply bringing
Black and White people to live, go to school, and hang out together, and
that there is no real barrier to racial harmony other than Black and White
just not trying hard enough to get along. Or to take another example, think
about how often these situation comedies suggest social problems can be
solved within the space of loving families where the real problem seems
to be that there are just not enough Keatons or Huxtables or Seavers or
the like, and that if there were we all would be better off.
By "formal resolution
of social contradictions" I mean a resolution of these contradictions that
takes place within the partial and limited space and according to the peculiar
dictates of what literary "forms" allow. A formal resolution of a social
contradiction is one which is in an important sense "imaginary" rather
than "real," and "symbolic" rather than "substantial." Resolution of social
contradictions within literary works thus does not mean that these contradictions
are simultaneously resolved within society at large; moreover, resolution
of social contradictions on literary terms, according to what can and does
happen within works of literature, is not the same as what is possible
and what is necessary to resolve these in society at large. As an example,
consider how often Dickens wrote novels which served in part as exposes
of social problems such as poverty, malnutrition, poor sanitation, child
labor, an unjust and inhuman legal and prison system, homelessness and
vagrancy, etc. and yet at the same time how these problems are addressed
and "solved" in his novels through typically melodramatic and sentimental
accounts of individual heroism struggling and triumphing over individual
villainy. And yet, at the same time, the peculiar way in which literary
works resolve social contradictions can nonetheless provide, as I have
indicated, useful insight and assistance in working to resolve these in
society at large. The pressure Dickens' novels exerted on the public conscience
of the time to support various social reforms is only one example of this
influence. In fact, I would add to this the further point that the ways
in which literary works formally resolve social contradictions are the
ways in which these works act as ideology and as ideology critique and
are thus in turn the kinds of ways in which they support and oppose, and
encourage and discourage particular ways of thinking, understanding, feeling,
believing, communicating, interacting, acting, and behaving among their
readers. For instance, the social criticism contained within Dickens' novels
supported liberal reforms and not radical transformations because his novels
depicted these social problems as caused either simply by ignorance and
backwardness or by individual greed, callousness, and corruption.
If thinking of literary texts in terms of contradictions seems strange
at first, this is probably because we are so often taught to look upon
contradictions as simply bad things. We are taught to think in ways
which are inadequate to do justice to the complexity and dynamism of life.
In fact, contradictions are everywhere, and they are, moreover, the driving
force of change. To illustrate, let’s just take the example of an
individual human being. If we consider that individuals are always
involved in multiple and complicated kinds of relationships at the one
time, and are growing, developing, and changing over time, then we see
it makes little sense to say that any individual simply is – and is not
– one fixed thing.
Let’s call our hypothetical individual Tom. I am proposing, in short, that it makes perfect sense to say that Tom “is” the following:
1. A good student and a bad student.
2. Happy and sad.
3. Responsible and irresponsible.
4. Hard-working and lazy.
5. Concerned about his future and focused on the here and now.
6. A good friend and a bad friend.
7. In love and not in love.
8. Idealistic and cynical.
9. Respectful of women’s equality and not respectful of women’s equality.
10. Gentle and harsh.
11. Intelligent and ignorant.
And, of course, we could go on and on with this list. The point is that Tom is in some ways the one side and in other ways the opposite side of each of these pairs; he is closer to one side in some situations, circumstances, or contexts, while he is closer to the opposite side in others; he is at one point in time in his life closer to the one side and at other points in his life closer to the other side (i.e., he changes); and he experiences each of these oppositions as internal tensions, as forces impelling him in opposing directions, as conflicting tendencies for who he will be and what he will do, as contradictions which he will have to work on, and through – i.e., resolve – as he proceeds forward. Yet even as Tom resolves these contradictions, he will then encounter new ones. This is inevitable as long as Tom lives in a world with other people, interacts with them, and is affected by the influence and impact of these others upon who he is and what he does. Tom, for instance, may find going to college leads him to resolve a number of contradictions he experienced as a high school student while also creating new sets of contradictions, such as contradictions between pre-collegiate interests and outlooks and post-collegiate ones.
To make my point I hope even clearer -- and I hope at least a little less abstractly -- let me add that literature formally resolves social contradictions in advancing implicit or explicit arguments about and implicit or explicit critiques of past, present, and prospective future kinds of societies and of past, present, and prospective future kinds of social relations, practices, institutions, and enterprises. There are many ways in which these arguments and critiques are constructed but three common examples are as follows:
1. The fictional re-imagination
of what people conceive as existing, desirable, and possible kinds of society
and of what they conceive as existing, desirable, and possible kinds of
social relations, practices, institutions and enterprises -- as well as
the fictional re-narration, by means of a fictional trans-formation, of
the stories people tell each other everyday about what they conceive as
existing, desirable, and possible. One example of this is the way in which
almost any serious work of science fiction offers an at least implicit
commentary upon and critique of the present -- and of our ideas about the
present in relation to the past and the future -- simply by projecting
other and future worlds where it either becomes possible to live life in
very different kinds of ways, or where changes in technological levels
of development have been unable in and of themselves to help overcome social
conflicts, and in fact, only at times make it possible for human beings
-- and other intelligent beings -- to act in even more brutally destructive
ways towards each other. Another example is the way in which naturalistic
novels such as Theodore Dreiser's Sister
Carrie and Frank Norris' McTeague
not only meticulously describe the rise and fall of their protagonists'
fortunes, but also uses these plots to elaborate complex arguments about
issues of freedom and determinism: these novels expound upon the fragility
of human achievement in the face of the inexorable forces of nature and
an impersonal society, and about the ways in which human beings inevitably,
and yet usually unwittingly, simultaneously become the principal agents
of these inhuman forces.
2. The poetic crystallization
and intensification of emotions and perceptions experienced in relation
to what people conceive as existing, desirable, and possible kinds of society
and of what they conceive as existing, desirable, and possible kinds of
social relations, practices, institutions and enterprises. One example
of this is how poems by Emily Dickinson suggest in both their very cryptic
form and their very gloomy content the incarcerating limits of life's possibilities
for many middle-class American women in the mid to late nineteenth century.
Another example of this is how, on the other hand, poems by Walt Whitman
suggest in both their very expansive form and their very exuberant content
the hope and optimism of those who were caught up at the very same point
in the mid to late nineteenth century in living out and carrying forward
the vision of an "American destiny" to be a new nation at the highest level
of civilized development which would offer a shining example to all of
what a truly democratic society can and should be like.
3. The dramatic illustration
of what people conceive as existing, desirable, and possible kinds of society
and of what they conceive as existing, desirable, and possible kinds of
social relations, practices, institutions and enterprises by trans-forming
these conceptions so that they can be staged and performed, often in ways
which shift the historical time and place of the particular issues upon
which the play is actually focused. One example of this is how Arthur Miller's The
Crucible attempts to make sense of and to sharply oppose McCarthyism
in 1950s America by returning to the 17th century to re-enact the Salem
witch trials and to suggest how these trials show the very deep roots of
a kind of puritanical intolerance in "the American character." Another
example of this is how Bertolt Brecht's Galileo
uses the events leading up to the recantation of his discoveries by the
famous medieval scientist, Galileo, in response to the threat of torture
and imprisonment issued by the Papal Inquisition, so as to comment, in
the immediate aftermath of Hiroshima and Nagasaki, upon the question of
the intellectual and ethical responsibilities of the scientist when subject
to the authority of political regimes which command the scientist to pursue
her work in the interest of the state, and to support its involvement in
repression and destruction.
All of this, once again,
enables literature to act as ideology and as ideology critique: to support
and oppose, and to encourage and discourage particular ways of thinking,
understanding, feeling, believing, communicating, interacting, acting,
and behaving among the readers of literary works. To take yet another example,
Jack London's novels of animals standing in for men (and I mean "men,"
because women were not usually intended), such as Call
of the Wild, that depict these animals engaged in harsh and continuous
struggles for survival, support a vision of society as a constant struggle
for survival in a kind of Hobbesian war of all against all where the strong
will triumph and the weak fail, and where it is fatal to depend too much
or too long on any other than oneself -- while these novels oppose, at
the same time, contrary understandings of society as a harmonious whole
in which it is possible for all to work together to take care of and to
support one another. Dostoevsky's famous novel Crime
and Punishment not only indicates the limitations of living solely
according to the dictates of scientific rationalism, but also the impossibility
and the "impurity" of even the attempt to do so, attesting to the overpowering
and inescapable necessity of humility, mystery, and faith -- and thereby
becoming an argument for a kind of Christian existentialism.
Of course, the effectiveness
of literature as ideology and as ideology critique will depend upon what
kinds of ideological positions readers already represent and bring to bear
in their reading of literature and how critically versus uncritically appreciative
these readers are prepared to be in their engagement with what literary
texts have to say to them. This of course in turn depends upon what kinds
of people, with what kinds of previous knowledge, and with what sets of
convictions and values, are reading literary works, when, where, and especially
why -- for what end and as part of meeting what requirement or need, interest
or want. For instance, novels and stories by Virginia Woolf (such as "A
Room of One's Own," Mrs.
Dalloway, and To
the Lighthouse) which depict how hard it is for a woman living in
man's society to find either a place in which to truly "be herself" or
a language in which to truly "express herself" are going to make different
kinds of sense to those who can recognize, understand, and identify with
this position versus those who cannot. Likewise, those who have little
or no sense what it might look and feel like to occupy the social position
of "invisibility" within their communities, societies, and cultures will
likely respond to Ralph Ellison's novel Invisible
Man differently than those who know very well what such a position
looks, and feels like.
As a result of the fact
that how we interpret and evaluate literature will depend upon what we
bring to bear as much as what these texts bring to bear upon us, I think
it is important, next, to distinguish between the two principal ways in
which one can approach the critical study of literature, from a sociological
perspective, as ideology and ideology critique. First, we can read a literary
work principally in relation to how it made sense at the time and in the
space of its initial conception and its immediate reception. Second, we
can read it principally in relation to how it makes sense here and now,
as we and as others living today understand it. Although I certainly think
it is important to study and to understand the past (and not the least
of the reasons why I believe this is important is, as philosopher George
Santayana has famously indicated, so that we not be doomed by our ignorance
of the past merely to repeat it), I tend to emphasize the latter approach
in teaching literature -- studying it in terms of how it makes sense to
us and to others living today, and in terms of how we and other people
today can and do make use of it today. I think approaching literature in
terms of what kinds of impacts and influences it does and can have today
(and beyond this also, in the immediately foreseeable future) tends to
make studying literature a more vital, meaningful, and relevant experience
than concentrating instead solely upon the past. In addition, I think it
is very important that we ask questions about what ends are advanced and
what interests are served today in reading, for instance, Shakespeare so
as to learn about and so as to appreciate what sixteenth and seventeenth
century England was like: to ask, in other words, what are the uses and
effects upon today's readers of encouraging this kind of understanding
of and appreciation for sixteenth and seventeenth century England? To formulate
my question slightly differently, I want us to investigate what kinds of
influences and impacts upon students today reading and studying classics
from the past have -- or at least potentially can have -- upon the ways
in which these students and other people living today think, understand,
feel, believe, communicate, interact, act, and behave. I think this is
particularly important if students are or have been predominantly taught
(as is often the case) to appreciate these classics as exemplary of the
most beautiful and insightful kinds of writing human beings have ever been
able or ever will be able to achieve. Studying literature in relation to
life and reality here and now forces us to ask very important questions
about why certain kinds of literary texts are included in and others are
excluded from textbook anthologies, why certain kinds of approaches to
studying literature are taught at the expense of others, and even why literature
is given such special attention and emphasis versus other kinds of writing
which people today also find useful, valuable, beautiful, and insightful.
In doing as I suggest it is not necessary to neglect making sense of a literary work in relation to either the social contexts in which they were initially created, or others which have intervened between the time of the work's inception and the present. However, we attempt to understand the past by comparing and contrasting it with the present, by reflecting upon the continuities and discontinuities between the past and the present, and by recognizing that we always approach the past from a position and a perspective in the present which determines what we recognize in the past and how we make sense and use of what we recognize. If we are self-consciously self-aware, and self-critical, of who we are and where we are at, we are less likely to imagine that our standards for interpretation and evaluation are simply natural and normal, absolute and universal, and eternal and unquestionable. A useful way to approach the process of interpretation and evaluation of literature which pays attention both to past and present, and which is both appreciative and critical, is to attempt to ask and answer the following questions:
1. What does the text present to us? How is this presented to us?
2. How does the text encourage us to interpret and evaluate what it presents? What happens if we read the text as the text itself seems to invite us to read it? What kind of response does this text seem designed to elicit from us? What happens if we willingly accept and follow what the text proposes without question or challenge and respond to what it presents as it invites us to do?
3. What ways of thinking, feeling, understanding, believing, communicating, interacting, acting, and behaving does the text tend to encourage and reenforce among those who accept the position that the text constructs for them in making sense of and responding to what it presents?
4. In sum, what kind of impact and effect do you think the text is likely to achieve with an accepting reader? What, in other words, is the impact and effect of reading this text likely to be for an intelligent, interested, and careful first reader who nevertheless enters into the experience of reading the text with a "willingness to suspend disbelief" and to accept the guidance of the implied narrator or author of the text in making sense of, and responding to, what the text presents?
5. Why might we wish to read this text differently than how the text itself seems to encourage us to do so? What other kinds of readings seem useful? How and why so?
6. What kinds of readers do you think have been, and are, more likely to question and challenge the reading of itself that the text offers? How do you think these kinds of people would read the text?
7. Do you think that the way in which people have made sense of and responded to what the text presents has changed over time? If so, how so? Do you think that there have been changes over time as well in the ways that readers have sympathized and identified with what the text presents, and with how it presents this? In other words, do you think that the nature of the position of accepting reader of this text has changed with time? If so, how so?
8. Do you think that the way in which people have made sense of and responded to what the text presents has varied from place to place? If so, how so? Do you think that there have been variations across space in the ways that readers have sympathized and identified with what the text presents, and with how it presents this? In other words, do you think that the nature of the position of accepting reader has varied across space? If so, how so?
9. What ways of responding to what the text presents to us, and to how it presents this, does the text itself seem to challenge? How and why does the text do this? Does the text seem designed to go further than challenging some kinds of readings -- by criticizing and even working to prevent others? If so, what kinds of reading are those which it seems to criticize and work to prevent? How and why does the criticize and work to prevent these kinds of readings?
10. In what ways is this text an argument for a position? In what ways is this text an argument for a position by way of a critique of another argument for an opposing position? What positions are these? How effective do you find this text to be as an argument, and why so?
11. Do you find this argument to be compelling? Do you find this argument to be convincing? If yes, how and why so? If not, how and why not?
These questions are only
one way of getting started, as there are many different ways to approach
the critical reading of literature which also focus on relations between
literature and history, society, politics, and ideology.
In fact, I think it is
very important to study literary texts in direct relation to many other
(kinds of) texts of culture, and especially in relation to other texts
of contemporary culture. This follows the path laid out by many currents
within contemporary literary theory. According to many literary theorists
writing and working today, it is very difficult, if not impossible, to
provide a hard and fast definition of "literature" that can account for
what precisely distinguishes the kinds of written texts which have been
traditionally and which continue conventionally to be described as "literary"
from those which are described as "non-literary." About the best that can
be done is to suggest that literature refers to "highly valued writing,"
and, in particular, to writing which is highly valued for its beauty as
art and for its insight into life. This means therefore that what is and
is not literature -- and especially what is and is not "good" versus "bad"
literature and "good" versus "great" literature -- is a matter of conflict
and struggle between those advancing one or another set of standards and
criteria for determining "beauty as art" and "insight into life" versus
those advancing another set. It means, moreover, that standards and criteria
for determining what is literature versus what is not literature, what
is good literature versus what is bad literature, and what is great literature
versus what is good literature will vary considerably and change regularly
and often. Different social ends will be advanced and different social
interests will be served by different definitions of what constitutes "literary"
"beauty" and "insight" and of what constitute various rankings of greater
versus lesser kinds and degrees of literary beauty and insight. In other
words, different conceptions of what constitutes beauty and insight and
of rankings of greater versus lesser kinds of beauty and insight form the
substance of different ideologies and thereby in turn support and encourage
different ways of thinking, understanding, feeling, believing, communicating,
interacting, acting, and behaving. Those who suggest, for instance, that
only the great classics from the past constitute valuable and legitimate
sources of important knowledge work from and for a very different ideological
position than those who believe it is also necessary to take account of
texts written today and to be critical as well as appreciative of the "greatness"
of texts written in the past.
Finally, I also support
an additional, albeit closely related, direction of contemporary literary
theory in my teaching of college literature (i.e., besides its problematization
of what "literature" means), and that is the reconceptualization within
much of contemporary literary theory of "reading," "writing," and "textuality"
such that any discrete thing can be conceived of as a "text" which has
been "written" and which therefore can be and is "read." In other words,
according to much of contemporary literary theory, we "read" whenever we
interpret what something means and we "write" whenever we create something
which others must interpret so as to determine what it means. This leads
us to approach all products of culture as texts that are written and read
insofar as they are meaningful, insofar as they are understood as possessing
or bearing meaning. In my classes, I therefore encourage my students to
relate their interpretation and evaluation of short stories, poems, and
plays to interpretations and evaluations of films, television shows, music
and video productions and performances, paintings and drawings, sculpture
and architecture, sports, trends in clothing and fashion, and even to such
mundane and profound "texts" as commercial advertisements, individual dreams
and plans, buildings and rooms, kinds of food and drink, roads and vehicles,
ceremonies and rituals, personalities and personal relationships.
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